Jerome H. Katsell
Anna Karenina: Coordinates on the Labyrinthian Road
"Two bears in one den."
[Ñ Áîãîì ó íåãî íåîïðåäåëåííûå îòíîøåíèÿ,
íî èíîãäà îíè íàïîìèíàþò ìíå îòíîøåíèÿ
“äâóõ ìåäâåäåé â îäíîé áåðëîãå.”]
Maksim Gorky (1901-1902)[1]
Edward Said wrote: “choosing a beginning confers upon it a certain status based on its ability to intend the
whole of what follows from it.” [2] Anna Karenina begins with a truncated epigraph: “Мне отмщение, и Аз воздам.” Truncated because the original sentence in Paul’s Epistle to
the Romans, 12/19, reads in full: “Мне отмщение, и Аз воздам, говорит Господь.” The biblical phrase is brought down to earth, challenged in its divine
provenance, appropriated by a narrative voice of unfettered omniscience, the voice, perhaps, of
Lev Tolstoy, the voice of a modern writer who is God in the universe of his creation,
the novel Anna Karenina. And within that universe, as we know from Tolstoy’s letter to
Nikolai Strakhov of April 23-26, 1876, its essence, the very essence of art, consists of an
internal labyrinth of linkages, the sinews and fibers that bind the work together. [3]
Thus, from the epigraph, from the very first five words of the novel there
is a tension created about the ultimate arbiter of meaning in what is to come.
The ex cathedra epigraph is followed immediately by an aphorism dripping with prosaics.
It posits a world of natural affinity, an un-systemized yet vital world of
similar happy families, and a chaos
of unhappy families, each of which has its own form of unhappiness. That the Oblonskys, Stiva and Dolly, their
children and the household staff, itself in part falling by the
wayside because of the intense domestic discord, are illustrative of one form of family
unhappiness, however transient it proves to be, is beyond doubt. In Chapter I a key
word in the trussing together of the novel appears three times in a little over two
pages. That word is положение, situation, or position.
There is in the first narrative-driven paragraph of the
novel the use of положение to anchor everything that has gone
into making the household wallow in confusion worse confounded because of Stiva’s liaison with the French governess. Stiva escapes into his “Il mio tesoro”
dream and stretches his toes for his wifely- embroidered gold-trimmed
morocco slippers when: “…его воображению представились
опять все
подробности
ссоры с
женою, вся
безвыходность
его положения…”
Now положение signifies more than the general situation affecting everyone in the household,
but rather Stiva’s specific “desperate” position
portending the possible destruction of his
marriage as a result of his sexual dalliance. When Stiva is confronted by Dolly with the
evidence of his infidelity he simply cannot prepare his face “к
тому
положению, в
которое он
становился перед
женой после
открытия его вины.” And here Stiva cannot do
many things that foreshadow his sister Anna’s later behavior (“оскорбиться,
отрекаться,
оправдываться,
просить
прощения,
оставаться даже равнодушным”)
but can only muster his usual sweet, and, consequently, silly smile. [4]
The family homestead, the place exalted ultimately as one of the supreme loci of value in the novel, the place
where in the beginning Stiva cannot prepare a face to cover his guilt before Dolly, is
suggested by nine references to the house, the household and the premises of the Oblonsky estate in the first event-narrative paragraph.
Thus, home and hearth, children and the
expanded connections of family, extended family and society are part of the
grounding, the situation which is postulated as true, authentic and violated by the
falseness introduced into it by Stiva’s behavior, to
which he can only offer that eternal Russian
question, here rendered not in a societal-historical register but in the deeply prosaic Oblonskyan world: ”…что делать?”
[5]
The first soundings of major
themes and key terms come in the early chapters of Anna Karenina. Thus marital infidelity, one’s place
in the world, falseness and lying to others and to oneself, attempts to
skirt the law (Stiva selling off forested areas of
his wife’s estate to pay debts outside
her knowledge), the wreaking of personal vengeance (Dolly’s thinking about Stiva here
sounds a bit like Anna’s deep resentment at Vronsky in her last spiritual agony:
“она [Долли]
должна
предпринять
что-нибудь, наказать, осрамить
его,
отомстить
ему хоть
малою частью
той боли,
которую он ей
сделал”) (8, p. 17); compare Anna’s heightened yet similar sense of
revenge near the end (“…и я накажу его и
избавлюсь от
всех и от
себя. ”) [Vol. II, 388] Stiva’s recoil into himself to ward off an expected tirade from
Dolly (“…[O]н втянул голову в плечи и хотел иметь
жалкий и
покорный вид,
но он
все-таки сиял
свежестью и
здоровьем”) (8, p. 18), is echoed by Anna at the end of Part VII (“…и, вжав в плечи голову, упала под вагон
на руки и
легким
движением,
как бы готовясь
тотчас же
встать,
опустилась на колена.” [6] These early pointers on the labyrinthian road appear before we have even met Anna, Vronsky,
Levin, Kitty or Karenin! Richard Gustafson tells us,
however, that when we first meet Anna at Moscow’s Обираловка station in Part I that : “The tragedy of the watchman who does not watch
is the emblem of that suppression of conscience which results in death.” [7]
At the very end of the novel Levin in his inner monologue exclaims: “вся моя
жизнь… не
только не
бессмысленна,
как была
прежде, но
имеет несомненный смысл
добра,
который я властен вложить в
нее!” [8] This statement supports the idea of personal human power confronting
the ultimate nature of existence and placing or positioning that power into life,
for the good as Levin conceives it. The verb used to express this power, вложить,
contains the same linguistic root (LEG), manifested as лож,
as in the word положение,
and various first cousins that appear to play an important role in the linkages that
tie the novel together. (Egs.:
принадлежность, предложение,
предположить,
пролежень.) Within
its range of meanings in the novel, положение implicates social placement, the feeling of being in
balance, in one’s proper place, at one with or in discord
with life, career, family, and with one’s relationship to the ineffable, possibly to God. Thus,
for example, Vronsky loses his proper balance when he causes Frou-Frou to break her back: “Вдруг положение его
изменилось, и
он понял, что случилось
что-то
ужасное.” (II/xxv, my
emphasis.) The destruction of Frou-Frou certainly portends Vronsky’s contribution to Anna’s ultimate demise, but it
more immediately suggests the changes
taking place in their respective social positions and balance. Interestingly, Levin, in
Part I, ix, almost loses his balance at the ice skating rink, but rights himself. “На
последней
ступени он
зацепился,
но, чуть дотронувшись до льда
рукой, сделал
сильное
движение,
справился и смеясь,
покатился
дальше.”
A nearly homonymous verb root,
(L/G, or LOZH) carries the meaning of untruth, lying, prevarication. It is closely
associated with the falseness that dogs the relationship between Vronsky and Anna. It is her ложное положение in society, whether in Petersburg, Moscow,
in
Italy
or at Vronsky’s country estate that wears Anna down, as if the retribution, human or divine,
or divine and human, promised by the epigraph has already been meted out and her
suicide is really nothing more than a confirmation of that fact. Ложь, falseness,
appears when truth is most needed, as when Levin’s brother Nikolai, in Part V, lies dying and everyone present knows
his is dying, yet scurries about bringing him medicine and false
hope while wishing he would simply die (V/xx): “Все
это была
ложь, гадкая,
оскорбительная
и
кощунственная
ложь. И эту ложь,
и по свойству
своего
характера и
потому, что
он больше всех
любил умирающего, Левин
особенно
больно
чувствовал.” (Vol.
2, 83). Here Tolstoy virtually beats a timpani of
falseness, clearly a main thematic strain in this novel in which the search for true meaning is
central. Ложь, ложь,
and ложь.
(See VII/xxxi) Interestingly, the same paragraph in which the falseness
surrounding Nikolai Levin is so highlighted begins:
“Больной
страдал все
больше и
больше, в особенности
от пролежней…”
[9] In Russian, Nikolai’s bedsores (the word contains the LEG root) point to mis-positioning,
lying too long in one posture, and perhaps metaphorically to Nikolai’s radical social dislocation and
decay, which in a minor key parallels Anna’s experience.
The plight of Nikolai who has voluntarily taken himself outside the frame of conventional society into the realm
of public lawlessness parallels that of Anna. Tolstoy in a masterstroke of linkage ties
together their sufferings and lack of control at the moment of their deaths. Anna
commits suicide at the Moscow train
station, Обираловка, whose name is based on the verb “обирать,”
“to strip away, to rob.” “Обирать”
takes us back to the slow agony of Nikolai’s
death, to V/xx, when Mar’ia Nikolaevna [Tolstoy’s mother and sister were named Maria Nikolaevna] tells Levin that Nikolai will die soon. “Отчего вы
думаете?—спросил
Левин ее,
когда она
вышла за ним
в коридор.// -Стал
обирать себя,--сказала
Марья
Николаевна. //
--Как обирать?
//Вот так, --сказала
она,
обдергивая
складки
своего шерстяного
платья.”[10] The verb is quite unusual. Levin at first does not
understand what she means, and it is repeated, drawing our attention to it, and by
synecdoche linking it to the final moments of Anna. Her ultimate physical location at Обираловка and the fate of Nokolai’s collapsing
body are thus concatenated. They both die
with their bodies and spirits stripped completely away. [This connection was pointed out to me by Vladimir Golstein of Brown
University.]
Elisabeth Stenbock-Fermor, following Roman Jakobson, suggests the use of “synechdochic details” in Anna Karenina to impart meaning over the large canvas
of his novel. [11]
Thus, Anna’s “little red handbag,” (“красный мешочек”)
introduced in Part I, an extension of her elegant femininity, her attachment to
life in all its sensual abundance, and perhaps suggestive
of the very core of her sexuality, suddenly, hundreds of pages later at the end of Part
VII, delays her and makes her pause momentarily to throw it away, as she is about to
throw away her life. One may hypothesize that Tolstoy wants his readers to understand
from the slightest gesture or glance the whole arc of meaning and linkages implied in
that glance or gesture. Thus, Vronsky at the train
station in Part I when he first meets Anna: “по одному
взгляду на
внешность
этой дамы, Вронский
определил ее
принадлежность
к выcшему свету.” (I/xviii).
Her belonging (“принадлежность”
is a fused double-prefixed deverbal abstract noun
containing the root “LEG” and the idea of
positioning, “при”
spatially and temporally, and placing above, “над,”) comfortably to the
highest reaches of society, her apparent unassailable “положение”
in its midst is about to come under assault, and we witness Anna’s growing isolation from the possibilities of
life, read as true communicative speech, within an organically social and familial
context once she is involved with Vronsky.
Anna’s situation is complex in part because of the extant laws regarding
marriage in Imperial
Russia
in the 1870s. While the great law Reform of 1864
had introduced trial by jury and civil procedure for all
parties, it did not protect women from the harshest results where marriage vows were
violated. Marriage remained the judicial province of the ecclesiastical authorities,
with pleadings and hearings often held in diocesan offices. Divorce could occur only because of physical defect of a
spouse, complete absence of a spouse for five years, or adultery.
Spouses incredibly were not to live apart subsequent to divorce under ecclesiastical law, a
requirement flouted by Anna. This situation deprives her of any claim to
custody of her legitimate child, Seriozha. The law
required one spouse to take responsibility for the adultery, which Karenin ultimately offers to do. Anna rejects the offer, perhaps realizing that it will not
change what has truly offended Vronsky, the fact that all issue
of an illegitimate union not sanctified by ecclesiastical law remained under the guardianship of
the original husband for the remainder of his life. Thus Anna’s child with Vronsky,
little Ani, is legally Anna Karenina the younger.
This legal fiction, carrying the full
force of ecclesiastical law, remains for Vronsky as
the biological father a spiritual and
psychological “положение,”
a negative in his relations with Anna, a forced divorce from
his self, a legalized sanctioning of a deep, cruel and hurtful lie. The isolation and
neglect of little Ani cannot help but link to the
isolation of Anna Karenina whose compromised
legal position is in turn reinforced by social ostracism and her dependence on her
spurned husband because of the structuring of Russian ecclesiastical law.
Harriet Murav in her study of the limits of law in Anna Karenina states: “Levin and Karenin encounter the law as language, but Anna encounters it as a force constraining who she is. The law
defines her as a criminal. The first act of adultery takes away her voice; she fails to put
into words what she feels, and she never recovers this capacity. … The loss of voice
amounts to a loss of agency.” [12] But Vronsky, in his suicide attempt in Part IV, and Karenin, in Part II, as he begins to understand in his
bones that Anna has deceived him run up
against an abyss that language cannot overcome: “он чувствовал,
что стоит
лицом к лицу
пред чем-то
нелогичным
и
бестолковым,
и не знал,
что надо
делать. …
Теперь он
испытывал чувство,
подобное
тому, какое испытал
бы человек,
спокойно
прошедший над
пропастью по
мосту и вдруг увидавший,
что этот мост
разобран и
что там
пучина (II/viii).” Karenin’s need is to hide, to ameliorate “то тяжелое
положение в
которое она
поставила
семью,” [he is worried about his “положение в свете”
III/xiii] leads him in Part III, xiv, to write Anna a letter proposing they remain
together and in which he invokes a higher, presumably divine law, “я
не считаю
себя вправе
разрывать
тех уз, которыми
мы связаны властью свыше.” Yet in that same letter Karenin threatens Anna with the full force of his position within the law. “Я
вполне
уверен, что
вы
раскаялись и
раскаиваетесь в том,
что служит
поводом
настоящего
письма, и что
вы будете
содействовать
мне в том,
чтобы
вырвать с
корнем
причину
нашего раздора
и забыть
прошедшее. В противном случае,
вы сами
можете предположить’ (--suppose--) то,
что вас ожидает и вашего сына .” The Pevear and Volokhonsky translation has “imagine what awaits,” (p. 284), translating the
verb “предположить”
not incorrectly, but missing the root “лож,” again the posing,
the positioning of one’s life, here within the socio-cultural and historical context of Imperial
Russia of the 1870s.
The cornering of Anna by the language of the ecclesiastic law of divorce,
itself perhaps the enforcement arm of the
truncated biblical epigraph, is further highlighted by Tolsoy the ironist through the name of the Vronsky’s estate
to which he and Anna escape at the end of Part V, Воздвиженское.
The estate name brings to mind the Exaltation of the Cross festival (Воздвижение Креста Господня)
that celebrates for the faithful the alleged finding in 326
A.D. of the Cross on which Christ was crucified, buried for centuries under a pagan
temple in Jerusalem, yet still
capable of performing miracles, such as bringing a corpse
to life and healing a mortally ill woman. St. John Chrysostom, Иоанн Златоуст,
Patriarch of Constantinople circa 398-404 A.D. sermonized about the Cross: “[It]
affirmed the commandment of chastity and rooted out voluptuousness; [the Cross]
consecrated the rule of abstinence and deposed the dominion of lust.” At Воздвиженское,
in addition to reading, agricultural, and architectural pursuits, up to and
including жатвенные машины and устроенная вентеляция новой системы,
a life rooted in voluptuousness, lust and adultery is moving towards a
difficult future (VI/xxi).
The artificiality of the
situation is becoming increasingly exacerbated, especially for Vronsky, who explains to Dolly: “У нас
есть ребенок,
у нас могут
быть еще дети. Но
закон [ecclesiastic law,] и
все условия
нашего положения таковы, что
являются тысячи
компликаций,
которых она
теперь отдыхая
душой после
всех
страданий и испытаний,
не видит и не
хочет видеть.
И это
понятно. Но я
не могу не видеть.
Моя
дочь по
закону—не моя
дочь, а
Каренина. Я не
хочу этого
обмана!” (VI, xxi.) Vronsky goes on to despair about
bringing further children into the world with Anna, especially a son, because: “…между мной и ими нет связи. Вы
поймите
тягость и ужас
этого положения!” The exalted language register of Воздвиженское is brought thundering to earth during the
dinner conversation when Sviiazhsky comments on the smooth working relations between Vronsky and his architect, calling them “American methods.” The Pevear-Volokhonsky translation then has the architect say:
“Yes, sir, building’s done rationally there…”
[13] (630), “Да-с, там воздвигaются (my emphasis, J.K.) здания рационально (VI, xxii),” missing the sense of onrushing movement—двиг—that will eventually sweep away Anna and Vronsky, and the
ironic allusion to a higher calling, the exalted state,
the inner movement towards spiritual attainment implicated by the estate name, Воздвиженское.
[The dinner talk then waxes positively post-modern when the narrator
comments: “Разговор перешел на злоупотребления властей в Соединенных Штатах….”]
The use of the root “dvig” here might be called after Vladimir Alexandrov a “hermeneutic index” since it can be thought of as an interpretive vector, a detail by
which one gains a window into the wider text. [14]
Levin’s ancestral estate is Покровское.
It is his core, the shelter from which he builds his character and
explores the world. Here he brings his bride, Kitty. She is the mother of the new Levin
family. Покровское is named for a uniquely Orthodox religious holiday, Покров Пресвятой Богородицы,
The Veil (or) Protection of Our Lady. Fedotov tells us that the Покров celebration ”became one of the most venerated and favorite with the people.” [15]
The holiday celebrates the deliverance of Constantinople, ironically from
besieging Slavs, through the prayers of the Holy Virgin. Fedotov continues:
“In
Russia
[Bogoroditsa] has no abstract, theological flavor, but …is full of emotional power. It speaks directly to the
heart because it touches the very core of the Russian religion: divine
Motherhood. …The Russian
Mary is not only the Mother of God or Christ but the Universal Mother, the Mother of all mankind. …she is…Mother in the
moral sense, a merciful protector, an intercessor for men before
heavenly Justice, the Russian version of redemption. But in another
ontological sense she was really believed by the folk to be the Giver of
life to all creatures …” [16]
It is the fecundity, the naturalness, the protected shelter
of Покровское,
in the presence of Kitty, from which issues
Levin’s contemplation of the universe and his place within it.
Levin has had thoughts of suicide
because he cannot find the answers to his questions: “Что же я
такое? и где я?
и зачем я
здесь?” (VIII/xi) He leans on the railing of the terrace at his
estate home in Покровское,
contemplates the Milky Way and admires the stars which are “как
будто
брошенные
какой-то
меткой рукой….” This is a moment of exaltation and inner
movement when “love” and “the good” erupt in an unprecedented manner in his
consciousness. Movement—движение—
the complex, perhaps inexplicable movement of
the human soul also erupts off the page. Движение in one form or another is repeated six
times in the middle paragraphs of the novel’s final chapter. [Compare,
Schopenhauer: REALITY=WILL, life as ceaseless motion.]
Now, without irony, the inner
movement towards spiritual attainment undercut at Воздвиженское,
is tied to Levin and Покровское.
Let us not forget Anna and her “легким движением”
(VII/xxi) as she falls to her knees in her moment of final despair, or our first meeting with her: “И, как
только брат
подошел к
ней, она
движением, поразившим Вронского
своей
решительностью
и грацией,
обхватила
брата левою рукой
за шею,
быстро
притянула к
себе и крепко
поцеловала (I/xviii).” Unlike Levin, Anna could not find the answers to her similar questions: “Где я? Что я делаю? Зачем?
” (VII/xxxi) Finally, Levin asserts to himself his conviction that life: “имеет несомненный
смысл добра,
который я властен вложить в
нее (VIII/xix).” Levin’s power for the good is personal to
him, and not like the unconvincing “власть свыше” (III, xiv) with which Karenin tries to hold onto his marriage with Anna. Like the truncated epigraph, none other than
Lev Nikolaevich Tolstoy and his лабиринт сцеплений stand behind both of them.
Notes
1. Горький,
Максим, Собрание
сочинений в
тридцати
томах, (Москва: ГИХЛ, 1951), Том
13, С. 261.
2. Said, Edward, W., Beginnings:
Intuition & Method, (Baltimore & London: The Johns Hopkins
University Press, 1975), p. 50.
3.
Донсков,
А.А., редактор, Л.Н.
Толстой и Н.Н.
Страхов: Полное
собрание переписки, (Toronto & Moscow: Slavic Research Group, 2003), Том
1, С. 268.
4.
Толстой,
Л.Н., Собрание
сочинений в
двадцати
томах,
(Москва: ГИХЛ,
1963), С. 9.
5.
Там же. С. 9.
6.
Там же. Том 9, С. 389.
7. Gustafson, Richard, F., Leo Tolstoy: Resident and Stranger (Princeton: Princeton University
Press, 1986), p. 121 and passim.
8. Там
же. С
445.
9. Там
же. С. 83.
10. Professor Vladimir Golstein kindly pointed out this linkage to me.
11. Stenbock-Fermor, Elizabeth, The Architecture of Anna Karenina, (Lisse: Peter De Ridder Press, 1975).
12. Murav, Harriet, “Law as
Limit and the Limits of the Law in Anna Karenina,” in Approaches to Teaching Tolstoy’s Anna Karenina, Eds. Liza Knapp and Amy Mandelker, (New
York: The Modern Language Association of America,
2003), p. 80.
13. Pevear, Richard and Volokhonsky, Larissa, trans., Anna Karenina, (New
York: Penguin Books, 2002).
14. Alexandrov, Vladimir E., Limits to Interpretation: The Meanings of Anna Karenina, (Madison:
The University of Wisconsin
Press, 2004).
15. Fedotov, G.P., The Russian Religious
Mind: Kievan Christianity, The Tenth to the Thirteenth
Centuries, (New York: Harper & Brothers, 1946), p. 361.
16. Ibid., p. 361.
© J. Katsell
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